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Reg A: Post-Launch Compliance Subscription ($3,500/mo)

Ongoing Regulatory Support After Your Reg A Offering Launch.

Now that you’ve successfully launched your Regulation A offering, it’s time to ensure ongoing regulatory compliance and strategic legal support as your business grows. Our Reg A: Post-Launch Compliance Subscription offers comprehensive, tailored legal services designed for businesses requiring continuous regulatory oversight, timely SEC filings, and direct access to expert legal counsel.

Supporting Your Continued Growth and Compliance

At Sosnow & Associates, we understand the unique challenges of navigating post-offering regulatory requirements, and the Reg A: Post-Launch Compliance Subscription ensures that your business is equipped to meet those obligations while minimizing disruption and avoiding costly compliance errors.

Subscription Benefits Include:

  • Access to a Custom Client Portal: Secure, centralized communication with your legal team for all your ongoing needs.
  • Unlimited Messaging: Direct and quick access to legal counsel whenever you need it.
  • Bi-weekly Office Hours: Twice per month, you can attend the firm’s office hours sessions to discuss any concerns or seek strategic advice.
  • Educational Content: Access to additional resources and educational materials to support your regulatory understanding.
  • SEC Form 1-K: Preparation and filing of your company’s Annual SEC Form 1-K, a critical requirement for continued compliance (est. $27,000 retail value).
  • SEC Form 1-SA: Semi-annual preparation and filing of SEC Form 1-SA, ensuring you stay compliant with SEC reporting (est. $10,000 retail value per filing).
  • SEC Form 1-U: Preparation and filing of SEC Form 1-U for current reports, as needed (est. $1,500 retail value per filing).
  • SEC Supplements: Filing of necessary Supplements as required under Rule 253(g)(2) (est. $1,500 retail value per filing).
  • SEC Form 1-Z: Preparation and filing of the exit report when the company’s reporting obligations terminate.
  • 5% Discount on additional “Add-On” Services*: Receive a discount on any add-on services during the active subscription term.
  • Waiver of Retainer Fees: Waiver of our firm’s customary retainer for additional legal services during the subscription period.

* “Add-On” Services include activities such as attorney consultations outside of office hours, document reviews, legal research, and legal drafting, each upon your request and subject to a separate agreement.

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Why Subscribe?

Subscription-based legal services offer tremendous value to understandably cost-sensitive founders and small businesses.

  • Predictability: Know exactly what you’ll get with no hidden fees.
  • Continuity: Our team gets to know your business and its regulatory needs, offering consistent, expert advice.
  • Proactive Compliance: We’ll help you avoid compliance issues by staying on top of regulatory deadlines and filings.
  • Convenience: No need to worry about finding a new attorney each time—your team at Sosnow & Associates is already familiar with your business.

Monthly subscription with no minimum term.
Cancel any time.

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Subscribe Now and Stay Compliant

Interested in learning more? Let’s discuss how our Specialized Subscription Plan can meet your business’s needs.

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Reg A: Post-Launch Compliance Subscription FAQs

What is the Reg A: Post-Launch Compliance Subscription?

The Reg A: Post-Launch Compliance Subscription is a premium legal service designed for businesses requiring ongoing regulatory compliance and support, particularly after completing a Regulation A+ offering. This subscription plan provides comprehensive legal services, including the preparation and filing of critical SEC forms, bi-weekly office hours, unlimited messaging, and access to a variety of educational resources. Whether you need assistance with SEC filings, strategic advice, or additional legal services, this plan ensures you have expert support every step of the way.

Who is the Reg A: Post-Launch Compliance Subscription for?

This Subscription is designed for businesses that have completed a Regulation A+ offering and now require consistent, specialized legal support for ongoing regulatory compliance. It is perfect for companies seeking to manage their SEC filings, such as Forms 1-K, 1-SA, 1-U, 1-Z and Supplements, while having ongoing access to legal advice and educational resources. This plan is for businesses that want proactive legal support to help them scale without the need for continuous re-engagement or individual legal requests.

What are the benefits of a subscription-based legal service?

Subscription-based legal services offer several advantages:

  • Predictability: Know exactly what you’ll get with no hidden fees.
  • Continuity: Our team gets to know your business and its regulatory needs, offering consistent, expert advice.
  • Proactive Compliance: We’ll help you avoid compliance issues by staying on top of regulatory deadlines and filings.
  • Convenience: No need to worry about finding a new attorney each time—your team at Sosnow & Associates is already familiar with your business.

What is included in the Reg A: Post-Launch Compliance Subscription?

The Subscription includes:

  • Access to a custom Client Portal
  • Unlimited Messages
  • Access to Office Hours
  • Access to Educational Content
  • SEC Form 1-K (annual)
  • SEC Form 1-SA (semi-annually)
  • SEC Form 1-U (periodically)
  • SEC Supplements (periodically)
  • SEC Form 1-Z (upon conclusion of reporting)
  • 5% discount on additional services (during an active subscription)
  • Waiver of retainer on additional services

What are "Add-On" services?

Add-On services cover additional legal needs beyond the scope of the monthly subscription. They include services such as:

  • Attorney consultations
  • Document reviews
  • Additional financings
  • Amendments to an active Reg A offering on Form 1-A/A
  • Corporate legal services

All Add-On Services are subject to separate agreements and fees.

What are messages?

Messaging is a feature available within the Client Portal where you are able to pose a question to your legal team.

Will all of my legal questions be addressed under this subscription plan?

Your legal team will be able to answer questions within their practice area expertise and will be able to direct you to additional resources as needed. If you have a legal need that falls outside of our firm’s practice areas, we have a network of attorneys we can refer you to for support.

Does this subscription plan include contract review or drafting?

An active Reg A: Post-Launch Compliance Subscription includes the preparation and filing of the company’s Form 1-K, Form 1-SA, Form 1-U, and Supplements. Additional contract review or drafting tasks are considered “Add-On” Services, meaning additional fees will be incurred. Add-On Services can be easily kicked off through the Client Portal as needed.

Can I customize the Reg A: Post-Launch Compliance Subscription?

Yes, we offer flexible solutions to meet your specific needs. You can schedule a complimentary consultation with our founder to discuss a custom startup package tailored to your requirements.

How do I sign up for the Reg A: Post-Launch Compliance Subscription?

You can easily sign up through the provided sign-up link, where you’ll be able to review and e-sign the legal services agreement and pay the subscription amount.

What happens when I cancel?

Cancelling your subscription will result in the termination of the subscription plan at the end of the billing cycle. This means, you will no longer be eligible for the benefits offered to subscription plan members, including the preparation of the SEC forms and associated filings, discounts and retainer waivers. Upon termination, the firm may remove your access from the Client Portal, provided that you do not have any other active engagements with the firm at such time. Post-termination, the Firm will not be responsible advising the company on its regulatory compliance obligations nor for the preparation or filing of any SEC forms.

Are refunds available?

To ensure we can provide access to affordable legal advice, refunds are generally not offered once an attorney-client relationship is established. Subscribers gain immediate value upon subscribing, and you can cancel your subscription at any time. Refunds are only granted in cases where a payment is processed for a prospective client who subsequently does not pass a conflicts check. In most such cases, pending charges are reversed before processing is completed.

How do I contact Sosnow & Associates for more information?

You can contact us by email: contact@jobsactlawyer.com, phone: (646) 543-6061, or through our contact form here.

Looking for something custom? We’re flexible.

We offer a variety of flat rate and subscription packages that scale up as you do. Schedule a complimentary consultation with our founder to build a custom startup package based on your current needs.

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