June 9, 2026
FINRA’s proposal to amend Rule 2210 could mark a meaningful shift in how broker-dealers communicate with investors about projected performance and targeted returns. Under current …
May 15, 2026
Sosnow & Associates PLLC is proud to announce its selection by Chambers Spotlight in New York for both Securities and Startups & Emerging Companies, reflecting …
February 20, 2026
By: Hye Jin Koh, Esq.Quick Summary of the February 17, 2026 Update On February 17, 2026, the SEC added 5 new Compliance & Disclosure Interpretations …
