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FINRA’s Rule 2210 Proposal: A Potential Opening for Targeted Returns and Performance Projections

June 9, 2026

FINRA’s proposal to amend Rule 2210 could mark a meaningful shift in how broker-dealers communicate with investors about projected performance and targeted returns. Under current …

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Sosnow & Associates PLLC Recognized by Chambers Spotlight for Excellence in Securities and Startups & Emerging Companies

May 15, 2026

Sosnow & Associates PLLC is proud to announce its selection by Chambers Spotlight in New York for both Securities and Startups & Emerging Companies, reflecting …

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SEC Updates Regulation Crowdfunding C&DIs: What Changed (and What Didn’t) on February 17, 2026

February 20, 2026

By: Hye Jin Koh, Esq.Quick Summary of the February 17, 2026 Update On February 17, 2026, the SEC added 5 new Compliance & Disclosure Interpretations …

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Accredited Investor: A Little Less Red Tape, A Lot More Capital: What the SEC Just Did for Reg D Rule 506(c)

April 24, 2025

Originally published by Crowdfund Insider on March 15, 2025 The U.S. Securities and Exchange Commission (SEC) just made a game-changing move for capital raisers utilizing Rule 506(c) under …

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