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To succeed in ever-changing market conditions, fund sponsors, managers and investors must develop reliable, compliant strategies based on sound advice.


Successful fund transactions require the support of experienced, nimble and dedicated counsel who understand the market dynamics. That said, in keeping with the Firm’s focus on early-stage companies, technology, and entrepreneurs, we have particular experience with first-time fund sponsors.

Fund Formation in Practice

We provide a full selection of services throughout a fund’s lifecycle and have experience in all aspects of investment fund formation and syndication. Our team has significant experience in the representation of sponsors in the formation of new private investment vehicles and the representation of limited partners investing in such funds. As such, we have the expertise to meet the legal needs of fund sponsors, managers, limited partners, and additional market participants, like placement agents, broker-dealers, online investment platforms, and funding portals.

Our fund formation practice also draws on our regulatory experience in federal securities law, regulatory compliance, state limited liability and corporate law, and broker-dealer, investment, adviser, and investment company matters. We regularly engage with applicable laws, rules and regulations such as:

  • The Investment Company Act
  • The Investment Advisers Act
  • Broker-dealer regulation and FINRA obligations,
  • and Regulation S, Regulation D, Regulation Crowdfunding, Regulation A and other JOBS Act registration exemptions under the Securities Act

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