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Tag: SEC

U.S. Securities And Exchange Commission (SEC) Launches NFT Investigation

March 2, 2022

A non-fungible token (NFT) is a record of digital asset ownership. When an NFT is created, its unique hash and timestamp are added to a …

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SEC Proposes New Rule for Private Fund Advisors

February 27, 2022

The SEC’s proposed rule sets forth several new requirements for private fund advisors. The rule would require private fund advisors to provide more information regarding …

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BlockFi Settles With SEC for $100,000,000

February 19, 2022

BlockFi Settles With SEC for $100,000,000 The U.S. Securities and Exchange Commission (SEC) filed suit against BlockFi for selling an unregistered yield product called a …

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The SEC’s Capital Raiser Proposal in Plain English

October 9, 2020

Yesterday, the SEC published a proposal to open a new avenue for capital raisers that will be interesting to the real estate syndication industry.

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Temporary Rules for Reg CF Issuers During Covid-19

May 16, 2020

By: Robin Sosnow, Esq. and Veronica Dunlop, J.D. Background Many small businesses around the country are facing unprecedented economic hardship and require urgent capital due …

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